What is our commitment to you?

Planmark Financial Group, Inc. and Planmark Capital Management, LLC (collectively known as Planmark) are committed to maintaining the trust and confidence of our clients. We want you to understand how we protect your privacy when we collect and use information about you, and the measures we take to safeguard that information. Keeping client information secure and private is a priority for us.

The following describes our Privacy Policy. Please take a moment to review it and feel free to contact us with any questions. Thank you for the trust you have placed in us. We look forward to working very hard to continue to earn your trust.

What types of non-public personal information do we collect about you?

In the course of providing service to you, we collect nonpublic personal information about you from the following sources:

• Information from you on account applications and other standard forms (for example, name, address, social security number, assets, types and amounts of investments, transactions, and income);
• Information about your PLANMARK transactions, our affiliates or others including those companies that work closely with us to provide you with diverse financial products and services (for example, your account balance, payment history, parties to transactions, types and amounts of investments, transactions, and credit card usage);
• Information we receive from consumer reporting agencies (for example, your credit worthiness and credit history);
• Information obtained when verifying the information you provide on applications or other forms (this may be obtained from your current or past employers, or from other institutions where you conduct financial transactions).

How do we protect the confidentiality and security of your non-public personal information?

Keeping your information secure is one of our most important responsibilities. We restrict access to nonpublic personal information about you to those employees and agents who need to know that information in order to provide products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

Do we disclose to any non-affiliated third parties your non-public personal information?

We do not sell, share or disclose your non-public personal information to non-affiliated third party marketing companies.

We may also disclose nonpublic personal information about you under circumstances as permitted or required by law. With your permission, we may disclose any information when we believe it is in your best interest and when disclosure is required by law. For example, Information may be disclosed to other professionals (e.g., accountants and attorneys) and professional firms (e.g., insurance firms) to enable them to provide information and planning services for us, such as helping us to evaluate your risk management, tax and estate planning needs. Information may be disclosed to financial intermediaries to assist us in processing a transaction requested by you. Information may also be disclosed for audit purposes; or to law enforcement and regulatory agencies. For example, to help us prevent fraud, we may make other disclosures of Information as required and permitted by law. We do not make any disclosures of Information to other companies who may want to sell their products or services to you. These disclosures typically include information to process transactions on your behalf, to conduct our operations, to follow your instructions as you authorize.

Do we disclose within our family of affiliated companies your non-public personal information?

In the course of providing services to you, we are permitted by law to share within our family of affiliated companies information about our transactions or experiences with you (such as account balance or payment history).

What is our policy relating to former clients?

If you decide to close your account(s) or become an inactive client, we will adhere to the privacy policies and practices as described in this notice.

We reserve the right to change this policy at any time and you will be notified if any changes occur.

Additional Note

This statement may be revised from time to time to provide better service and maintain accuracy. E-Planmark.com may contain links to other web sites. While we try to link only to sites that share our high standards and respect for your privacy, we are not responsible for the content or privacy practices of other sites.

If you have any questions after reading this Privacy Policy, please contact us by writing to Privacy Management, Planmark Financial Group, Inc. 3665 Brookside Parkway, Suite 510, Alpharetta, GA 30022

This Privacy Policy applies to consumers who are clients or former clients of the PLANMARK family of affiliated companies in the United States. The PLANMARK family of affiliated companies are Planmark Financial Group, Inc., its subsidiaries and affiliates, including Planmark Capital Management, LLC